Essential resources for advisers, compliance officers and firms.
Demonstrate suitability for every client
The suitability of recommended investments is a central concern for the regulator and a key aspect of the consumer understanding outcome of Consumer Duty.
Dynamic Planner supports you in communicating recommendations efficiently and effectively, and in demonstrating suitability, in line with the latest regulations.
We’ve created a suitability report writing process that aligns with how you work, and provides your clients with the highest standard of reports, customisable by your firm to cater for client groups with different needs and levels of understanding.
Quick and clear client communication
- Communicate recommendations clearly
- Recommend rebalances, fund switches, top-ups, withdrawals and more
- Efficiently report recommendations prior to the transaction, in line with MiFID II
- Maintain a consistent reporting format in line with other Dynamic Planner reports
- Meet Consumer Duty requirements on client understanding
“We’ve started to produce recommendation reports in Dynamic Planner. They’re much more professional than what we were producing before, and really quick.”
Trudi Old, Director / Chartered Financial Planner
Clearway Financial Solutions
Read Case Study
Efficiently evidence suitability
The reports you tailor for your clients in Dynamic Planner couldn’t be simpler to produce. You can customise them at a firm level, creating templates usable across the business.
Information pulls through automatically, so that you are never left wanting for that missing piece of the puzzle. There is no need to rekey, making life simpler and removing the chance of human error. The final suitability report that you produce is of magazine-level quality, reinforcing your firm’s care and connection with your clients.
In line with the Consumer Duty, key information is prominent and immediate within each suitability report, presented in an easy-to-read format. The latest update of your client’s investment journey flows from beginning to end, without you having to switch tools or systems.
Language and analysis are engagingly consistent, enabling your client to quickly value and trust your communications with them.
